Prospect Capital Enters Material Agreement, Modifies Security Holder Rights

Prospect Capital Corp filed an 8-K with the SEC on May 8, 2026, reporting entry into a material definitive agreement under Item 1.01, material modification to rights of security holders under Item 3.03, and amendments to articles of incorporation or bylaws under Item 5.03.

The filing affects Prospect Capital Corp, a business development company with a market presence serving institutional and retail investors through its publicly traded shares. The company disclosed the agreement, modifications, and amendments without specifying a named counterparty or dollar size in the structured items reported.

The operational delta shifts the company from its prior governing documents and security holder arrangements to updated terms now in force following the May 8, 2026 filing. The new state incorporates the material definitive agreement and the amended articles or bylaws, effective on the filing date.

Downstream consequences include the activation of any performance or closing obligations contained in the material definitive agreement, potential requirements for follow-on SEC filings to disclose further details or financial exhibits under Item 9.01, and the need for the company to notify relevant parties or comply with updated contractual milestones.

Standard SEC rules require the company to attach exhibits related to the amendments and agreement, which in turn may prompt review by transfer agents or securities exchanges governing the company's listed securities.

This filing represents the latest disclosure by Prospect Capital Corp, whose CIK is 0001287032, in its ongoing series of 8-K reports detailing material events. The original 8-K was submitted to the SEC's EDGAR system with accession number 0001287032-26-000174 and includes financial statements and exhibits per Item 9.01.

Per the SEC EDGAR filing, the items reported center on the material agreement, rights modifications, and charter or bylaw changes without additional narrative on market terms.