Topic
SEC Regulation
6 stories related to this topic, newest first.
CoinDeskbusiness8 days ago
Transfer Agents Ask SEC to Restrict Third-Party Tokenized Stock Products
The Securities Transfer Association asked the SEC to give regulatory preference to company-authorized tokenized shares. The group warned that third-party synthetic tokens create investor and custody risks. CoinDesk reported the July 13 letter and related industry statements.
Cnbcfinance70 days ago
SEC Extends Review Period for 24 Proposed Prediction Market ETFs
The SEC has postponed the debut of 24 prediction market exchange-traded funds, including three funds proposed by Roundhill Investments. Roundhill CEO Dave Mazza discussed the products' differences, strategy and market demand on CNBC's 'ETF Edge'. Citi's Drew Pettit also joined th…
etftrends.comfinance72 days ago
SEC Extends Review Period for 24 Proposed Prediction-Market ETFs
The Securities and Exchange Commission halted the automatic effectiveness of 24 prediction markets ETFs on Tuesday, just before their 75-day window expired. Roundhill Investments, Bitwise and GraniteShares had sought to offer funds tied to elections, economic data and other real-…
Substrate placeholder — needs reviewfinance74 days ago
SEC Proposes Making Quarterly Reporting Optional for Public Companies
The U.S. Securities and Exchange Commission on Tuesday announced a proposed rule allowing semiannual reports to satisfy interim obligations under federal securities laws. SEC Chairman Paul S. Atkins said current rules prevent companies and investors from choosing the reporting fr…
CNBCfinance75 days ago
SEC Proposes Ending Mandatory Quarterly Earnings Reports
The Securities and Exchange Commission formally proposed allowing public companies to file semiannual reports on a new form 10-S instead of quarterly 10-Q filings. The change, which President Trump has long advocated, aims to reduce short-term focus and let executives concentrate…
MA
cryptoslate.comfinance88 days ago
SEC Approves Elimination of $25,000 Pattern Day Trader Equity Requirement, Effective June 4
The U.S. Securities and Exchange Commission has approved a proposal to eliminate the pattern day trader rule, replacing it with a flexible intraday margin rule. This change follows a FINRA proposal and coincides with surges in meme stocks like Allbirds and Avis Budget Group. Shar…