compliance
10 stories related to this topic, newest first.
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nrn.comNusatrip Receives Nasdaq Delisting Notice for Failing Minimum Bid Price Rule
Nusatrip Inc filed an 8-K on June 1, 2026 disclosing that Nasdaq notified the company it no longer satisfies the minimum bid price listing requirement. The notice starts a 180-day compliance period during which the stock must regain a closing bid price above $1.00 for 10 consecut…
cointelegraph.comTwenty One Capital Receives NYSE American Delisting Notice
Twenty One Capital, Inc. notified investors that the NYSE American has determined the company is no longer in compliance with continued listing standards. The delisting notice starts a 18-month cure period during which the company must regain compliance or face formal removal fro…
manilatimes.netCloudastructure Receives Nasdaq Delisting Notice for Failed Listing Rule
Cloudastructure Inc. filed an 8-K on May 29, 2026 disclosing a notice of delisting or failure to satisfy a listing rule under Item 3.01. The notice starts a regulatory clock that requires the company to respond or face removal from the exchange, triggering potential shifts in sha…
Onfolio Holdings Receives Nasdaq Delisting Notice
Onfolio Holdings Inc. filed an 8-K disclosing that Nasdaq has notified the company it no longer satisfies a listing rule. The notice starts a regulatory clock that requires the company to regain compliance or face removal from the exchange.
nrn.comHWH International Receives Nasdaq Delisting Notice
HWH International Inc. disclosed an 8-K filing notifying investors that Nasdaq has determined the company no longer meets listing requirements. The notice starts a process that could result in the removal of HWH shares from the Nasdaq Capital Market if the company fails to regain…
nrn.comCEA Industries Receives Nasdaq Delisting Notice
CEA Industries Inc. filed an 8-K on May 13, 2026 disclosing a notice of delisting or failure to satisfy a listing rule. The notice starts a regulatory clock that requires the company to submit a compliance plan or face removal from the exchange.
dailyhodl.comBlockchain Analytics Firm Elliptic Raises $120 Million at $610 Million Valuation
Blockchain analytics firm Elliptic announced a $120 million funding round led by One Peak that values the London-based company at $610 million. The capital will expand its AI-driven monitoring tools amid nearly $3 billion in crypto thefts since the start of 2025. CEO Simone Maini…
designboom.comMaison Solutions Receives Nasdaq Delisting Notice
Maison Solutions Inc. filed an 8-K on May 12, 2026 disclosing receipt of a notice from Nasdaq that it no longer satisfies a listing rule. The notice starts a regulatory clock that requires the company to regain compliance or face removal from the exchange.
Substrate placeholder — needs reviewKuCoin EU Hires Compliance Staff Following Austrian Regulator's Order to Halt Operations
KuCoin EU has appointed new anti-money laundering officers after an Austrian regulator ordered it to stop business in the EU due to staffing shortfalls. The hires include Carmen Kleinhans as anti-money laundering officer and Stephan Klinger and Bernd Träxler as deputies.
newser.comJPMorgan Released from Two-Year Enforcement Action by U.S. Regulators
U.S. regulators ended a two-year enforcement action against JPMorgan, which had accused the bank of insufficient monitoring of employee and client conduct. The action addressed compliance issues related to the bank’s oversight practices.