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securities-regulation

2 stories related to this topic, newest first.

UP Fintech Faces Investigation Over Alleged Securities Violationstheconversation.com
finance22 hrs agoDeveloping

UP Fintech Faces Investigation Over Alleged Securities Violations

Block & Leviton announced an investigation into UP Fintech Holding Ltd. on May 28, 2026. The inquiry follows a May 22 stock decline after Chinese regulators cited unauthorized cross-border activity by the company's subsidiaries.

Benzinga
1 source
Regenx Tech Corp. U.S. Ticker Moved to OTC Expert Marketglobenewswire.com
finance3 days ago

Regenx Tech Corp. U.S. Ticker Moved to OTC Expert Market

Regenx Tech Corp. said its U.S. ticker RGXTF was reassigned from the OTCQB Venture Market to the OTC Expert Market on May 18, 2026. The change followed a cease trade order issued by the Alberta Securities Commission in October 2025.

Benzinga
1 source