Topic
securities-regulation
3 stories related to this topic, newest first.
foxnews.comworld13 days ago
SEC Chairman Addresses Policies Shifting City Toward Control
The Securities and Exchange Commission chairman said city leaders are using language of control over freedom. He also announced a full review of the agency's enforcement processes.
news.google.comfinance46 days ago
UP Fintech Faces Investigation Over Alleged Securities Violations
Block & Leviton announced an investigation into UP Fintech Holding Ltd. on May 28, 2026. The inquiry follows a May 22 stock decline after Chinese regulators cited unauthorized cross-border activity by the company's subsidiaries.
manilatimes.netfinance49 days ago
Regenx Tech Corp. U.S. Ticker Moved to OTC Expert Market
Regenx Tech Corp. said its U.S. ticker RGXTF was reassigned from the OTCQB Venture Market to the OTC Expert Market on May 18, 2026. The change followed a cease trade order issued by the Alberta Securities Commission in October 2025.